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#	Item
681	SR-EDGA[removed]Exhibit 5 Additions and underlined; deletions are in [brackets]. Rules of EDGA Exchange, Inc. CHAPTER XIV. SECURITIES TRADED Rule[removed]Unlisted Trading Privileges Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:07:07 Equity securities Finance Corporate finance American depositary receipt Security Depositary receipt Preferred stock Stock exchange Warrant Stock market Financial economics Investment
682	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-18 10:09:42 New York City 73rd United States Congress United States Securities and Exchange Commission Business Stock market Securities Exchange Act American Stock Exchange U.S. Securities and Exchange Commission Security United States securities law NYSE Euronext Economy of the United States
683	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-05 15:20:55 Investment New York City Self-regulatory organizations Financial markets American Stock Exchange Securities Exchange Act Futures contract Stock exchange Euronext NYSE Euronext Financial economics Stock market
684	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEALTR[removed]December 22, 2008 Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change to Establish its Ne Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 11:41:41 Financial economics American Stock Exchange Euronext Alternext New York Stock Exchange Securities Exchange Act NYSE Arca Stock exchange Self-regulatory organization NYSE Euronext New York City Economy of the United States
685	Microsoft Word - UNITED STATES OF AMERICA.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-30 11:01:18 Securities Exchange Act United States American studies United States securities law Economy of the United States New York Stock Exchange
686	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-02 10:54:38 New York City United States securities law Financial economics Financial markets American Stock Exchange New York Stock Exchange Euronext Alternext Financial Industry Regulatory Authority NYSE Euronext Self-regulatory organizations Economy of the United States
687	AMERICAN SECURITIZATION FORUM1 DISCUSSION POINTS PRIVATELY-ISSUED STRUCTURED FINANCE PRODUCTS PROPOSED INFORMATION REQUIREMENTS FEBRUARY 1, 2012  Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-01 18:22:27 Finance Business 73rd United States Congress Stock market Securities Act Security Securitization Qualified institutional buyer Asset-backed security United States securities law United States Securities and Exchange Commission Financial economics
688	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 17, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-18 11:23:16 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund American depositary receipt Securities market Net asset value Securities Exchange Act Financial economics Investment Finance
689	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-19 16:02:39 Finance N share American depositary receipt Security Short Regulation S-K Companies listed on the New York Stock Exchange Stock market Financial economics Investment
690	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-31 11:52:43 Stock market Finance 73rd United States Congress United States Securities and Exchange Commission Short selling Security Securities Exchange Act American depositary receipt Securities Act United States securities law Financial economics Investment

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